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Management TeamMichael J. Di GirolamoMichael is the Senior Vice President and Managing Director, responsible for the Investment Advisors Division of Raymond James Financial Services, Inc., based in St. Petersburg, Florida. The Investment Advisors Division offers clearing and custodial services to fee-based investment advisors throughout the United States. Mike was instrumental in developing this division which was first launched in 2001 and now has almost $4 billion in assets. Mike was previously Chief Compliance Officer for Raymond James Financial Services, as well as the firm’s Investment Adviser. He has been with Raymond James since 1984, in various operational, and management capacities. He developed a number of fee-based programs for the Raymond James system. Mike was a past Chairman of the compliance advisory council for the IAFP (FPA) broker/dealer program, as well as past director of the National Society of Compliance Professionals. He has served as an expert witness for industry arbitration cases. He has served on various boards for non-profit and charitable organizations. Mike is a graduate of the University of Florida, as well as the Securities Industry Institute at the Wharton School. He holds the Series 4, 7, 24, 53, 63 and 65 licenses. John HolecekJohn is Relationship Manager for the Investment Advisors Division of Raymond James Financial Services, Inc., based in St. Petersburg, Florida. The Investment Advisors Division offers clearing and custodial services to fee-based investment advisors throughout the United States. John has been with Raymond James since 2002. Prior to joining Raymond James, John worked for several other financial services firms, including Charles Schwab and Salomon Brothers, in various operational and management capacities. He is a graduate of Florida State University and holds the Series 4, 7, 24 and 65 licenses. |
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