Lois Weaver
3202 Tower Oaks Blvd
Suite 400
Rockville, MD 20852

Position: Series 24 Financial Advisor
Phone: 301-770-6800
employment@spcfinancial.com

Chief Compliance Officer/Supervisor of Branch Operations
1. Identify, interpret, implement and enforce SEC, NASD, state, B/D and SRO rules and regs.
2. Handle SEC, NASD and B/D audits.
3. Review and approve new accounts, trading, cashiering, security handling and correspondence.